Liberta Investment Partners Co., Ltd. (hereinafter referred to as “our company”) has adopted the Financial Services Agency’s “Principles for Customer-Oriented Business Conduct” and, based on the spirit of these principles, has formulated
and published the “Customer-Oriented Business Operation Policy” (hereinafterreferred to as “this policy”) in accordance with Principle 1. This policy will also be reviewed periodically to achieve better business operations.
1.Pursuit of the Best Interests of Customers
Our company is composed of professionals with experience in asset management and securities industries. By leveraging our extensive knowledge and providing high-quality products and services from multiple perspectives, all officers
and employees will always think from a customer-oriented perspective, conduct business with sincerity and fairness, and strive to pursue the bestinterests of our customers.
2.Appropriate Management of Conflicts of Interest
In accordance with the “Conflict of Interest Management Regulations” established by our company, we will define the standards and procedures related to transactions with our company and our interested parties. By eliminating actions
that harm the interests of customers due to conflictingtransactions, we will ensure the fairness and appropriateness of our business operations and manage conflicts of interest appropriately.
To assist our customers in making investment decisions, we will clearly state in the contract the rewards and fees borne by our customers and what services they are for, ensuring transparency through detailed explanations.